Full Case Name:  Maggie ROTUNDA, Appellant, v. Frank HAYNES, Respondent.

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Country of Origin:  United States Court Name:  Supreme Court, Appellate Term, New York. 9th and 10th Judicial Districts. Primary Citation:  33 Misc.3d 68 (App. Term 2011) Date of Decision:  Tuesday, October 11, 2011 Judge Name:  NICOLAI, P.J., LaCAVA and IANNACCI, JJ. Jurisdiction Level:  New York Alternate Citation:  933 N.Y.S.2d 803, 75 UCC Rep.Serv.2d 808, 2011 N.Y. Slip Op. 21360 Judges:  NICOLAI, P.J., LaCAVA and IANNACCI, JJ. Attorneys:  none listed
Summary: The plaintiff in this case filed suit against the defendant, a dog breeder, to recover medical fees after receiving a dog that had a “severe genetic heart defect.” The dog was purchased by a third party and given to plaintiff as a gift. The court in this case held that the plaintiff was not entitled to damages under the General Business Law or the Uniform Commercial Code. The court held that the plaintiff was not entitled to damages under the General Business Law because the dog was not actually purchased by plaintiff. In addition, the plaintiff was not entitled to recover under the Uniform Commercial Code because plaintiff was unable to establish “privity with the defendant or personal injuries arising from the alleged defect,” which are required in order to recover damages. The judgment was affirmed.

Opinion

Appeal from a judgment of the City Court of Poughkeepsie, Dutchess County (Katherine A. Moloney), entered September **804 4, 2009. The judgment, after a nonjury trial, dismissed the action.

*69 ORDERED that the judgment is affirmed, without costs.

Plaintiff brought this small claims action to recover $1,200 in medical fees, alleging that defendant, a dog breeder, had sold a dog with a severe genetic heart defect to a nonparty purchaser, who had then given the dog to plaintiff as a gift. After a nonjury trial, the City Court dismissed the action on the ground that plaintiff had failed to comply with General Business Law § 753 because she had not produced a valid veterinary certification detailing the extent and nature of the dog's condition.

As a preliminary matter, plaintiff is not entitled to the remedies set forth in General Business Law § 753. The statute provides that:

“If, within fourteen business days following the sale of an animal subject to this article or receipt of the written notice required by section seven hundred fifty-four of this article, whichever occurred last, a veterinarian of the consumer's choosing, licensed by a state certifies such animal to be unfit for purchase due to illness, a congenital malformation which adversely affects the health of the animal, or the presence of symptoms of a contagious or infectious disease, the pet dealer shall afford the consumer the right to choose one of the following [remedies] ...” (General Business Law § 753[1] [emphasis added] ).

General Business Law § 752(2) defines “consumer” as “any individual purchasing an animal from a pet dealer” (emphasis added). In this case, plaintiff did not purchase the dog from defendant and, thus, cannot pursue the aforementioned statutory remedies. Nevertheless, “plaintiff is not limited to the remedies provided by subdivision (1) of section 753 of the General Business Law” *70 (Saxton v. Pets Warehouse, 180 Misc.2d 377, 378, 691 N.Y.S.2d 872 [App. Term, 9th & 10th Jud. Dists. 1999]; see General Business Law § 753 [5]; Sacco v. Tate, 175 Misc.2d 901, 902, 672 N.Y.S.2d 618 [App. Term, 9th & 10th Jud. Dists. 1998] ).

Under the Uniform Commercial Code, “[d]ogs have been held to constitute goods' within the meaning of section 2–105 ... and defendant, a private breeder, is a merchant' within the meaning of UCC 2–104(1)” (Appell v. Rodriguez, 14 Misc.3d 131[A], 2007 N.Y. Slip Op. 50051[U], 2007 WL 93173 [App. Term, 9th & 10th Jud. Dists. 2007] [internal citations omitted] ). A dog purchaser may recover damages pursuant to UCC 2–714 on the theory that the defendant breached the implied warranty of merchantability (see UCC 2–314; Saxton v. Pets Warehouse, 180 Misc.2d at 378, 691 N.Y.S.2d 872; Sacco v. Tate, 175 Misc.2d at 902, 672 N.Y.S.2d 618). On the other hand, a third party, such as plaintiff, must demonstrate either privity with the defendant or personal injuries arising from the alleged defect to recover such damages (Adirondack Combustion Tech., Inc. v. Unicontrol, Inc., 17 A.D.3d 825, 827, 793 N.Y.S.2d 576 [2005]; see UCC 2–318; Lexow & Jenkins v. Hertz Commercial Leasing Corp., 122 A.D.2d 25, 26, 504 N.Y.S.2d 192 [1986] ). Since plaintiff failed to establish either of these requirements, she cannot recover damages pursuant to UCC 2–714 on the theory that defendant breached the implied warranty of merchantability when he sold the dog to the nonparty purchaser. As the court's findings and conclusions are supported by the record, we find that the judgment provided the parties with substantial justice according to the rules and principles of substantive law (UCCA 1804, 1807; Ross v. Friedman, 269 A.D.2d 584, 707 N.Y.S.2d 114 [2000]; **805 Williams v. Roper, 269 A.D.2d 125, 126, 703 N.Y.S.2d 77 [2000] ). Accordingly, the judgment is affirmed.

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